NYSE – Once Upon a Time: A Great Brand The NYSE’s big mistake last week wasn’t the software glitch. It was the silence that resonated from a nearly empty trading floor during the outage.The post-Dick Grasso leadership at the exchange has de-emphasized quality of execution and concern for the least-sophisticated investor to focus on speed, […]
Tag: TABB Forum
Ron Insana/Compass Media on Tabb
Growth Isn’t What It Used To Be: Larry Summers Larry Summers discusses secular stagnation, economic underperformance and the American psyche. Despite strong stock market performance since 1999, many observers remain concerned about the recovery of the US economy. Larry Summers, former director of the national economic council under President Obama and former Treasury Secretary under […]
DMS in Tabb Forum
AIFMD: How to Manage the Risks and Reap the Rewards Under the European Union’s Alternative Investment Fund Managers Directive, investment managers must quickly assess the risk profiles of their funds, understand the various types of risk exposures, and meet the reporting requirements that the directive demands. Here’s what managers need to know to comply. Read […]
STA in Tabb Forum
Good Luck, Chair White: Advisory Committees and Roundtables in the 21st Century Among SEC Chair Mary Jo White’s equity market structure agenda is a plan to create an advisory committee. While this can be an important vehicle for the regulator to gather industry input, Chair White faces some challenges in getting the committee off the […]
Joe Grano of Premier Alliance: Know Your Attackers
As a network of companies that drives the world’s greatest economic and innovation engine, and as a nation, we simply are not prepared for cyber-attacks. Understanding the methodology, motivation, and techniques sophisticated hackers use to infiltrate organizations is paramount to effective network defense. Read more here.
DMS in Tabb Forum
Breaking Up Because of Basel III: It Was Good While It Lasted Across the global financial sector, Basel III’s capital and liquidity requirements are forcing banks to forego low-return capital consumptive activities and, in the process, they are dumping some customers, including hedge funds. Where can hedge funds turn to find new and meaningful relationships? […]
DMS in TABB Forum
Hedge Funds Face Main Street Governance Hedge funds, which have trillions of dollars under management, are not generally subject to the same level of regulation as mutual funds. But as Main Street investors find themselves more exposed to hedge funds, the industry needs greater oversight. SEC mutual fund governance standards offer best practices. Read more […]